Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independence Capital Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Wayne Warther | 813761 | 4 | 01/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Joseph Spena | 431748 | 2 | 01/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |