Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.O. Thomas & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Dutton | 1885716 | 2 | 11/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Frank McGuigan | 1052673 | 2 | 02/02/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |