Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.O. Thomas & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven James Anuszewski | 1466642 | 3 | 06/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary V Barbera | 5625409 | 2 | 06/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |