Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.O. Thomas & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Joseph Chevalier | 2122018 | 1 | 11/19/2018 | Customer Dispute | Final | $150,000.00 | $0.00 | See FINRA Report |
| John Wesley Risley | 844622 | 1 | 11/19/2018 | Customer Dispute | Final | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Dutton | 1885716 | 2 | 07/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ralph Armenti | 718571 | 1 | 12/16/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Anuszewski | 1466642 | 3 | 01/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |