Our Staff has compiled our research into a database of FINRA Broker Disclosures for SS&C Market Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jake Aaron Klatzkow | 7385322 | 1 | 08/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Louis Williams | 6286891 | 2 | 01/01/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |