Our Staff has compiled our research into a database of FINRA Broker Disclosures for SS&C Market Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tashannah Little | 7075091 | 2 | 02/07/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tashannah Little | 7075091 | 2 | 01/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Louis Williams | 6286891 | 2 | 01/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Nash | 5282449 | 1 | 05/10/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |