Our Staff has compiled our research into a database of FINRA Broker Disclosures for SS&C Market Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Maurice Warner | 4142315 | 1 | 10/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Eugene Ford | 2205877 | 4 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Eugene Ford | 2205877 | 4 | 05/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Eugene Ford | 2205877 | 4 | 01/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Diacont | 5170167 | 1 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charmaine E. Heath | 4983369 | 2 | 04/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Eugene Ford | 2205877 | 4 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charmaine E. Heath | 4983369 | 2 | 03/25/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Epitacio Cabatit Albo | 3199649 | 1 | 02/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Conrad | 4161607 | 1 | 08/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |