Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brent Jason Greninger | 5810070 | 2 | 09/20/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Harry John Buckman | 1090909 | 4 | 07/31/2017 | Customer Dispute | Settled | $131,550.00 | $0.00 | See FINRA Report |
Richard Anthony Panno | 724727 | 2 | 07/31/2017 | Customer Dispute | Settled | $131,549.00 | $0.00 | See FINRA Report |
Harry John Buckman | 1090909 | 4 | 08/03/2015 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
George Thomas McCutchen | 326502 | 3 | 11/03/2014 | Customer Dispute | Settled | $10,822.00 | $0.00 | See FINRA Report |
Mark Laurence Guarino | 1307977 | 4 | 07/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 03/22/2004 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 05/02/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 08/05/1999 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 10/21/1997 | Customer Dispute | Settled | $387,162.00 | $0.00 | See FINRA Report |