Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sean Todd Stein | 1854939 | 1 | 10/22/2002 | Customer Dispute | Award / Judgment | $100,000.00 | $14,000.00 | See FINRA Report |
Harry John Buckman | 2202467 | 4 | 09/04/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $75,000.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 09/04/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $75,000.00 | See FINRA Report |
Mark Elliott Shoichet | 2301353 | 8 | 12/30/1998 | Customer Dispute | Award / Judgment | $237,302.00 | $10,163.40 | See FINRA Report |
Alfred Gerald Block | 1192064 | 7 | 06/12/1997 | Customer Dispute | Award / Judgment | $525,000.00 | $380,899.00 | See FINRA Report |