Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry John Buckman | 2202467 | 4 | 09/13/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Laurence Guarino | 1307977 | 4 | 08/02/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Jason Greninger | 5810070 | 2 | 12/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Jason Greninger | 5810070 | 2 | 09/20/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Allan Katz | 2166004 | 3 | 03/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Laurence Guarino | 1307977 | 4 | 10/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allan Katz | 2166004 | 3 | 05/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Thomas McCutchen | 326502 | 3 | 08/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allan Katz | 2166004 | 3 | 06/27/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Harry John Buckman | 2202467 | 4 | 04/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |