Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Hirst | 6581836 | 2 | 01/30/2019 | Customer Dispute | Settled | $25,281.00 | $0.00 | See FINRA Report |
| Bernard Francis Shaughnessy | 1490999 | 1 | 08/11/2016 | Customer Dispute | Settled | $9,454,520.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 07/11/2016 | Customer Dispute | Settled | $39,766.50 | $0.00 | See FINRA Report |
| Matthew Gideon Stein | 4922600 | 1 | 11/02/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 04/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 08/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 03/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Brian Ivey | 1787312 | 1 | 04/28/2008 | Customer Dispute | Settled | $46,978.00 | $0.00 | See FINRA Report |
| Gary Christopher Woodward | 2860084 | 1 | 04/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rush Johnston | 1847212 | 1 | 02/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |