Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Gideon Stein | 4922600 | 1 | 11/02/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Gary Christopher Woodward | 2860084 | 1 | 04/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Randall Keith Wolfe | 1658127 | 4 | 08/04/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Randall Keith Wolfe | 1658127 | 4 | 09/06/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Randall Keith Wolfe | 1658127 | 4 | 06/23/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Randall Keith Wolfe | 1658127 | 4 | 02/28/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |