Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mason Kostick | 6831371 | 1 | 10/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Rodriguez McGuire | 6502897 | 1 | 12/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Willis | 6559564 | 1 | 03/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Broderick | 6286486 | 1 | 03/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime Renee Simone Howard | 6335836 | 1 | 10/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank John Pablo | 4648322 | 1 | 10/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lavi Wellner | 6721228 | 1 | 04/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Fitch | 2718191 | 1 | 10/31/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kemp Dillingham | 2982105 | 1 | 11/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Jason Benson | 4289062 | 1 | 12/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |