Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Edward Marquis | 3151374 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Salvatore Caruso | 5634453 | 1 | 09/18/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Corey Lee Wilson | 4666494 | 1 | 05/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |