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FINRA Broker Disclosures for Prudential Annuities Distributors, Inc

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Edward Marquis3151374110/01/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Salvatore Caruso5634453109/18/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Corey Lee Wilson4666494105/01/1997Employment Separation After Allegations$0.00$0.00See FINRA Report

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