Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Nolan Cashman | 1780338 | 5 | 02/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Strommen | 863085 | 6 | 07/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Haberman | 1273944 | 3 | 02/06/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Orville Nicholas Lonneman | 312468 | 1 | 06/16/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |