Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Mathew Boren | 6514930 | 1 | 05/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Philip Dillenberg | 6195527 | 1 | 06/10/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zachary James Hawkins | 6513159 | 1 | 04/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy von Narum | 2579585 | 2 | 09/17/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Strommen | 863085 | 6 | 05/07/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |