Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Bower Stevenson | 1087620 | 1 | 10/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Nolan Cashman | 1780338 | 5 | 02/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Nolan Cashman | 1780338 | 5 | 11/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debora Valenciano | 2885615 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Troy von Narum | 2579585 | 2 | 09/17/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Strommen | 863085 | 6 | 07/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Kenneth Sunderland | 2492179 | 1 | 06/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael William Mullins | 1522269 | 5 | 11/29/2011 | Customer Dispute | Denied | $18,734.40 | $0.00 | See FINRA Report |
| Mark Nolan Cashman | 1780338 | 5 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Nolan Cashman | 1780338 | 5 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |