Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thinkequity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean John Kajouras | 1436548 | 16 | 10/20/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Baquet | 1332676 | 6 | 05/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Baquet | 1332676 | 6 | 03/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |