Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thinkequity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Baquet | 1332676 | 6 | 03/27/1998 | Customer Dispute | Award / Judgment | $103,132.00 | $59,250.00 | See FINRA Report |
| William Baquet | 1332676 | 6 | 11/29/1990 | Customer Dispute | Award / Judgment | $28,133.00 | $9,000.00 | See FINRA Report |