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FINRA Broker Disclosures for Thinkequity LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thinkequity LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vincent Joseph Marra2524692307/29/2024Customer DisputePending$50,000.00$0.00See FINRA Report
Dean John Kajouras14365481605/25/2023Judgment / Lien$0.00$0.00See FINRA Report
Ben Venokur Sutak5580389209/12/2022Customer DisputePending$296,240.00$0.00See FINRA Report
William Baquet1332676612/02/2021CivilPending$0.00$0.00See FINRA Report
Charles Francis Giordano2124257112/02/2021CivilPending$0.00$0.00See FINRA Report
David Bruce Hilder2178978202/03/2020Judgment / Lien$0.00$0.00See FINRA Report
Dean John Kajouras14365481608/14/2019Judgment / Lien$0.00$0.00See FINRA Report
Dean John Kajouras14365481605/15/2019Judgment / Lien$0.00$0.00See FINRA Report
David Bruce Hilder2178978210/16/2018Judgment / Lien$0.00$0.00See FINRA Report
Brian Vera5715978109/19/2018Customer DisputeSettled$320,000.00$0.00See FINRA Report

41 Results

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