Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Arthur Newman | 3041185 | 7 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Arthur Newman | 3041185 | 7 | 10/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Arthur Newman | 3041185 | 7 | 01/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |