Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin George Skudera | 2190134 | 1 | 02/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harold William Smith | 2547981 | 1 | 10/26/2004 | Customer Dispute | Closed-No Action | $11,213.00 | $0.00 | See FINRA Report |
| William John Roberts | 2627689 | 1 | 10/22/2004 | Customer Dispute | Closed-No Action | $9,500.00 | $0.00 | See FINRA Report |
| Kelly L Vostal | 3271615 | 2 | 01/30/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Theismann Chorowiec | 853266 | 1 | 12/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harold James Klumbach | 1816654 | 4 | 12/13/2001 | Customer Dispute | Closed-No Action | $25,672.50 | $0.00 | See FINRA Report |
| Victor Iannelli | 2265515 | 1 | 12/11/2001 | Customer Dispute | Closed-No Action | $5,600.00 | $0.00 | See FINRA Report |