Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Vincent Tango | 7640112 | 1 | 07/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Angelo Tomasini | 2580992 | 1 | 12/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Widmer | 5988286 | 1 | 04/16/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Romano | 2238572 | 1 | 04/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David James Goldstein | 1312311 | 1 | 05/26/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |