Our Staff has compiled our research into a database of FINRA Broker Disclosures for Institutional Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Lane Dahse | 4511017 | 2 | 05/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Billy Floyd Sims | 1548924 | 2 | 02/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Philip Dwayne Summers | 1421245 | 2 | 01/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |