Our Staff has compiled our research into a database of FINRA Broker Disclosures for Institutional Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billy Floyd Sims | 1548924 | 2 | 02/13/2017 | Customer Dispute | Dismissed | $164,425.00 | $0.00 | See FINRA Report |
| John Larry Netherland | 827592 | 4 | 10/28/2016 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Robert Lane Dahse | 4511017 | 2 | 05/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Leonce Doucet | 1779104 | 1 | 04/16/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Richard James Bowling | 2391561 | 1 | 02/01/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Robert Lane Dahse | 4511017 | 2 | 07/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Larry Netherland | 827592 | 4 | 09/30/2010 | Customer Dispute | Settled | $96,400.00 | $0.00 | See FINRA Report |
| Kathryn Jane Hunteman | 2320464 | 1 | 03/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Larry Netherland | 827592 | 4 | 05/17/2005 | Customer Dispute | Settled | $12,015.90 | $0.00 | See FINRA Report |
| Deborah Sue Reed | 1308932 | 1 | 06/05/2001 | Customer Dispute | Settled | $22,598.00 | $0.00 | See FINRA Report |