Our Staff has compiled our research into a database of FINRA Broker Disclosures for Institutional Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Leonce Doucet | 1779104 | 1 | 04/16/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Philip Dwayne Summers | 1421245 | 2 | 03/27/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |