Our Staff has compiled our research into a database of FINRA Broker Disclosures for BGC Financial, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Joseph Wieczorek | 1790084 | 2 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James J Esposito | 5982623 | 3 | 09/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Michael Paulson | 2862259 | 1 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James J Esposito | 5982623 | 3 | 06/13/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James J Esposito | 5982623 | 3 | 12/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |