Our Staff has compiled our research into a database of FINRA Broker Disclosures for BGC Financial, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Michael Higgins | 4976892 | 1 | 08/31/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Solodkin | 5772333 | 1 | 08/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wieczorek | 1790084 | 2 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniela Vodovoz | 7779297 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Louis Scotto | 2547858 | 1 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Lewis | 2684821 | 1 | 12/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Joan James | 2377678 | 1 | 06/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |