Our Staff has compiled our research into a database of FINRA Broker Disclosures for BGC Financial, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Michael Higgins | 4976892 | 1 | 08/31/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wieczorek | 1790084 | 2 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen | 3255818 | 4 | 09/29/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen | 3255818 | 4 | 09/29/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen | 3255818 | 4 | 09/29/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen | 3255818 | 4 | 09/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mario Solodkin | 5772333 | 1 | 08/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Matthew Blum | 5173819 | 1 | 07/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Joseph Wieczorek | 1790084 | 2 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James J Esposito | 5982623 | 3 | 09/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |