Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mizuho Securities USA LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chen Feng Tien | 4032073 | 1 | 01/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Tyler Myers | 6343524 | 1 | 09/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Bruce Hilder | 2178978 | 2 | 02/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Bruce Hilder | 2178978 | 2 | 10/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Kevin Ranieri | 2549842 | 1 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |