Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mizuho Securities USA LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wcislo | 6655400 | 1 | 08/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Prime | 1876499 | 1 | 05/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jared Scott Holz | 4221628 | 1 | 03/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Lee | 4429199 | 1 | 03/15/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sitikantha Panigrahi | 5412202 | 1 | 08/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Bertram | 5900855 | 1 | 10/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luke Leopold Lawrence | 4388469 | 1 | 07/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey D Moskowitz | 2480894 | 1 | 11/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |