Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mizuho Securities USA LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahriyar Aghili | 4835202 | 1 | 10/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin R Barry | 6671667 | 3 | 04/01/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin R Barry | 6671667 | 3 | 07/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Wayne Lee | 5841877 | 1 | 01/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haendel St Juste | 3011744 | 1 | 04/08/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew R Brzoza | 5798048 | 1 | 01/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerard Bruno | 3141362 | 1 | 05/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Lee Gatto | 2075934 | 1 | 02/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |