Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Investment Management Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Michael Scioli | 4277740 | 1 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Ann Certo | 2617676 | 2 | 09/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Ann Certo | 2617676 | 2 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |