Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Investment Management Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Glenn Uecker | 1971066 | 1 | 07/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Scioli | 4277740 | 1 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miles Bartlett Loveless | 4268299 | 1 | 11/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Craig Schachtel | 2782354 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Certo | 2617676 | 2 | 09/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Ryan Creegan | 4832089 | 1 | 09/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Certo | 2617676 | 2 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Thomas Lodestro | 2874822 | 1 | 02/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivy Wong Flores | 5520898 | 1 | 12/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos M Prata | 2615142 | 1 | 09/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |