Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Investment Management Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Ryan Creegan | 4832089 | 1 | 09/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Lodestro | 2874822 | 1 | 02/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivy Wong Flores | 5520898 | 1 | 12/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos M Prata | 2615142 | 1 | 09/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |