Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Shawn de Veny | 4636539 | 1 | 04/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Stewart Cannon | 2562943 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Opp | 2307499 | 3 | 05/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |