Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Franklin Wells | 5393041 | 4 | 10/01/2020 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 06/02/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 04/01/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 11/21/2018 | Customer Dispute | Settled | $295,825.00 | $0.00 | See FINRA Report |
| Mark Alan Vosika | 2371202 | 2 | 11/18/2010 | Customer Dispute | Settled | $365,000.00 | $0.00 | See FINRA Report |
| Mark Alan Vosika | 2371202 | 2 | 06/25/2010 | Customer Dispute | Settled | $1,466,000.00 | $0.00 | See FINRA Report |
| Jeffrey Keegan Martin | 5139022 | 2 | 03/29/2007 | Customer Dispute | Denied | $9,769.75 | $0.00 | See FINRA Report |
| Michael Jay Opp | 2307499 | 3 | 04/17/2001 | Customer Dispute | Settled | $207,000.00 | $0.00 | See FINRA Report |