Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Franklin Wells | 5393041 | 4 | 10/01/2020 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 06/02/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Shawn de Veny | 4636539 | 1 | 04/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Berry Shotah Burkhart | 6492814 | 1 | 12/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Franklin Wells | 5393041 | 4 | 04/01/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 11/21/2018 | Customer Dispute | Settled | $295,825.00 | $0.00 | See FINRA Report |
| Charles Stewart Cannon | 2562943 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Keegan Martin | 5139022 | 2 | 09/10/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Anthony Madero | 6312397 | 2 | 03/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Vosika | 2371202 | 2 | 11/18/2010 | Customer Dispute | Settled | $365,000.00 | $0.00 | See FINRA Report |