Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cain Benjamin Kobert | 2673742 | 2 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Marshall Hass | 1289700 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Reuben Nessim | 2045490 | 2 | 04/28/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |