Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dario Kerkez | 5283327 | 1 | 12/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Tharp Wittig | 3225763 | 1 | 06/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Henry Dewitt | 6446018 | 1 | 01/28/2018 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Cathleen Nash Stevens | 2394642 | 2 | 11/27/2017 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michael Gene Russell | 4843732 | 2 | 08/19/2015 | Customer Dispute | Denied | $7,275.37 | $0.00 | See FINRA Report |
| Derick Wayne Walters | 4796518 | 1 | 01/28/2011 | Customer Dispute | Denied | $11,730.90 | $0.00 | See FINRA Report |
| Michael Gene Russell | 4843732 | 2 | 03/03/2010 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Jarrod William Rutledge | 4769331 | 2 | 04/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan William McCain | 4287187 | 1 | 11/12/2008 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Jarrod William Rutledge | 4769331 | 2 | 12/29/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |