Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Masalehdani | 6281752 | 1 | 12/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kira Lyn Aduddell | 2218406 | 1 | 05/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Mitchell Hook | 6134240 | 1 | 11/30/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Yi | 5672132 | 1 | 07/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Davis | 5715883 | 1 | 04/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Graham Henry | 5328231 | 2 | 11/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Bradley Hooks | 5173167 | 1 | 04/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Charles Harary | 4430199 | 2 | 01/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |