Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Lee Guay | 4756291 | 2 | 12/30/2013 | Customer Dispute | Settled | $7,652.00 | $0.00 | See FINRA Report |
| Jack Thomas | 2773136 | 1 | 01/13/2010 | Customer Dispute | Settled | $571,000.00 | $0.00 | See FINRA Report |
| Stephen Russell Coupe | 2061979 | 4 | 05/21/1999 | Customer Dispute | Settled | $36,463.00 | $0.00 | See FINRA Report |