Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Edward Skifstad | 5609746 | 1 | 08/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Shuba | 4031188 | 1 | 04/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Dragan Desancic | 2642815 | 1 | 09/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Coupe | 2061979 | 4 | 09/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Coupe | 2061979 | 4 | 04/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Russell Coupe | 2061979 | 4 | 04/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruno Melo Marques | 4704081 | 1 | 05/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Lee Guay | 4756291 | 2 | 12/30/2013 | Customer Dispute | Settled | $7,652.00 | $0.00 | See FINRA Report |
| Jack Thomas | 2773136 | 1 | 01/13/2010 | Customer Dispute | Settled | $571,000.00 | $0.00 | See FINRA Report |
| Jonathan Tyler Belnap | 5598602 | 1 | 05/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |