Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Lee Guay | 4756291 | 2 | 06/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Harris | 4212726 | 2 | 05/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Harris | 4212726 | 2 | 02/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |