Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt J Mogilnicki | 6533862 | 1 | 12/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Ramos | 5897595 | 1 | 07/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Roberts | 2275718 | 1 | 04/25/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |