Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shailesh Narottam Negandhi | 4897340 | 3 | 08/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sharif Azmi Sharif | 2343413 | 3 | 06/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azmi Sharif | 6481342 | 3 | 06/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Lewis Bloom | 1682361 | 3 | 11/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Erwin Brokop | 4743232 | 1 | 04/08/2019 | Customer Dispute | Final | $18,000.00 | $0.00 | See FINRA Report |
| Mitchell Lewis Bloom | 1682361 | 3 | 02/06/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 10/23/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Wyrostek | 1074549 | 2 | 11/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Harmon | 237290 | 1 | 11/03/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |