Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shailesh Narottam Negandhi | 4897340 | 3 | 08/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sharif Azmi Sharif | 2343413 | 3 | 06/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azmi Sharif | 6481342 | 3 | 06/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Dale Bearce | 4683252 | 2 | 03/13/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Lamartine Griffin Hardman | 2354519 | 1 | 01/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Munoz | 5377729 | 3 | 03/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharif Azmi Sharif | 2343413 | 3 | 12/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Azmi Sharif | 6481342 | 3 | 12/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharif Azmi Sharif | 2343413 | 3 | 07/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Azmi Sharif | 6481342 | 3 | 07/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |