Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Scott Hobart | 4469608 | 5 | 02/16/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Hobart | 4469608 | 5 | 12/14/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Hobart | 4469608 | 5 | 11/18/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steven Andrew Greer | 5976309 | 3 | 11/18/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Wallace Tonissen | 811126 | 2 | 10/16/2017 | Customer Dispute | Settled | $37,427.00 | $0.00 | See FINRA Report |