Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Scott Hobart | 4469608 | 5 | 02/24/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
Corey Scott Sunstrom | 5091590 | 1 | 02/24/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
Steven Andrew Greer | 5976309 | 3 | 02/24/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
Christopher Scott Hobart | 4469608 | 5 | 02/16/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Christopher Scott Hobart | 4469608 | 5 | 12/14/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
Christopher Scott Hobart | 4469608 | 5 | 11/27/2020 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Christopher Scott Hobart | 4469608 | 5 | 11/18/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Steven Andrew Greer | 5976309 | 3 | 11/18/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Steven Andrew Greer | 5976309 | 3 | 11/07/2020 | Customer Dispute | Denied | $15,224.00 | $0.00 | See FINRA Report |
John Wallace Tonissen | 811126 | 2 | 10/16/2017 | Customer Dispute | Settled | $37,427.00 | $0.00 | See FINRA Report |