Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Scott Hobart | 4469608 | 5 | 11/27/2020 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Steven Andrew Greer | 5976309 | 3 | 11/07/2020 | Customer Dispute | Denied | $15,224.00 | $0.00 | See FINRA Report |
| John Wallace Tonissen | 811126 | 2 | 01/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |