Our Staff has compiled our research into a database of FINRA Broker Disclosures for Copper Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Lee Yount | 4815981 | 3 | 11/01/2021 | Customer Dispute | Settled | $800,005.00 | $0.00 | See FINRA Report |
Ronald Lee Yount | 4815981 | 3 | 01/14/2016 | Customer Dispute | Settled | $12,153.90 | $0.00 | See FINRA Report |
Juanita Alexandra McCormick | 1667051 | 3 | 02/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |